{"id":1025,"date":"2024-04-09T11:00:27","date_gmt":"2024-04-09T19:00:27","guid":{"rendered":"https:\/\/tbillicklaw.com\/?p=1025"},"modified":"2024-09-03T13:11:12","modified_gmt":"2024-09-03T21:11:12","slug":"challenges-to-patenting-ai","status":"publish","type":"post","link":"https:\/\/tbillicklaw.com\/challenges-to-patenting-ai\/","title":{"rendered":"Challenges to Patenting AI-Generated Inventions"},"content":{"rendered":"\n
Challenges to Patenting AI-Generated Inventions<\/strong><\/p>\n\n\n\n With the recent improvements in Artificial Intelligence (AI) technology, the U.S. Patent and Trademark Office (USPTO) has seen an increase in patent applications for AI-assisted inventions. [1]<\/a>AI helps human inventors gather data, collate it faster, and evaluate outcomes more effectively. At the same time, AI-assistance has created unique issues in patenting inventions that the patent design office has never encountered before.<\/p>\n\n\n\n What is Needed to Patent an Invention<\/strong><\/p>\n\n\n\n There are three basic types of patents, utility, design, and plant. Design patents are for anything that changes the external appearance of an item, the ornamentation or configuration. Plant patents are for new plants, seeds, or hybrids. Everything else gets a utility patent. A new process, machine, medication, or an improvement to an existing item, goes in the utility basket.<\/p>\n\n\n\n The USPTO has four conditions[2]<\/a> inventors must meet to obtain a patent for their creation:<\/p>\n\n\n\n A fifth requirement is that the inventor or owner must be the one applying for the patent. Joint inventors or corporations who facilitated the invention may apply, but unless the inventor assigned the patent to a third party, nobody else can apply for a patent.<\/p>\n\n\n\n Problem One: Inventorship<\/strong><\/p>\n\n\n\n On April 22, 2020, the USTPO denied a petition to include an AI system (the Device for the Autonomous Bootstrapping of Unified Sentience or DABUS)[3]<\/a> as a co-inventor on two patent applications. The decision was upheld on appeal. The Federal Circuit Court held that the Patent Act (35 U.S.C 100(f))[4]<\/a> states that patents must be given to \u201cindividuals\u201d and that other U.S. Supreme Court rulings affirm that \u201cindividuals\u201d are \u201cnatural persons.\u201d Hence, an AI cannot be granted a patent.[5]<\/a><\/p>\n\n\n\n When AI continued to develop, issues of U.S. security came to the forefront. In response to President Joe Biden\u2019s Executive Order on the Safe, Secure and Trustworthy Development and Use of Artificial Intelligence (October 30, 2023), the USPTO has issued and requested guidance documents on how AI-assisted and AI-generated inventions should be treated for purposes of patents. As of this writing, numerous agencies are involved in the attempt to define who and what should be given credit for an invention.<\/p>\n\n\n\n One agency, the Center for Strategic & International Studies (CSIS)[6]<\/a> has published the results from a workshop that they summarize as:<\/p>\n\n\n\n (From CSIS \u201cWhen AI Helps Generate Inventions, Who Is the Inventor?<\/a>\u201d February 22, 2024)<\/p>\n\n\n\n Problem Two: Originality<\/strong><\/p>\n\n\n\n As the world moves into the middle of the 21st<\/sup> century, it becomes increasingly difficult to know if an invention. is genuinely original or \u201cnovel\u201d as required by the USPTO. \u201cNovelty\u201d for patent purposes means:<\/p>\n\n\n\n Novelty has become rare in the global marketplace, simply because so many people have access to the same information at the same time, and many people can have the same idea at once. With tens of millions of individuals sharing information and asking questions on the internet, it will not be surprising if AI-assisted inventions begin to resemble each other.<\/p>\n\n\n\n So far, generative AI such as GPT-4 has not crossed this threshold.[7]<\/a> Since the generative-AI model is predicated on learning as it is used, inventors and AI users can expect a decrease in \u201cnovelty\u201d as more AI-assisted and -generated patent applications appear.<\/p>\n\n\n\n Problem Three: Non-Obviousness<\/strong><\/p>\n\n\n\n To obtain a patent and the right to be the only individual who owns the new technology, an inventor must show that nobody else could have figured out the invention. That is, it cannot be \u201cobvious.\u201d The patent officer reviewing the patent must determine if any person with \u201cordinary skill\u201d would consider the invention obvious.[8]<\/a><\/p>\n\n\n\n Currently, \u201cobviousness\u201d is determined by what the average person encounters throughout their day. A person with \u201cordinary skill\u201d can only process a certain amount of data when assembling their invention, so they are limited in what they\u2019re likely to encounter.<\/p>\n\n\n\n Theoretically, an AI of \u201cordinary skill\u201d has the entire body of whatever discipline is being given it for its invention, hence, nothing would be \u201cnon-obvious\u201d according to the current USPTO standards.<\/p>\n\n\n\n The question is not alleviated by AI-assisted inventions. The same issues face inventors using AI to analyze and sort through mountains of online data. Generative AI is beneficial precisely because it identifies connections between disparate data sets. Simply because a human takes those connections and makes them into an invention does not mean that any other similarly situated human would not find the connections equally obvious.<\/p>\n\n\n\n Problem Three(a): Incremental Obviousness<\/strong><\/p>\n\n\n\n Patents give the patent holder the right to make changes to the invention itself. Product diversification has given us everything from new razor blades to life-saving drugs. Incremental innovation is possible because the patent holder owns the rights to the original invention and can tweak their idea as changes occur to them.<\/p>\n\n\n\n An invention will not be given a patent if it so closely resembles an existing patent that the differences were obvious to a user of ordinary skill. (35 U.S.C. 103)[9]<\/a> For instance:<\/p>\n\n\n\n Sometimes, these incremental changes are not obvious. One strange but true example was a patent for glow-in-the-dark fan blades granted in 2014.<\/p>\n\n\n\n The difficulty AI-generated inventions present is that the volume and speed of their connections means that patent-worthy incremental changes become fewer and farther between. Although glowing fan blades are not necessarily obvious to the average fan user, they may be obvious to enough people that an AI would flag a patent application as \u201crejected.\u201d<\/p>\n\n\n\n Solutions to the Problem<\/strong><\/p>\n\n\n\n As it stands, both the United States and the United Kingdom\u2019s patent offices have held that Artificial Intelligence cannot hold patents on its own.[10]<\/a> Both systems have indicated that AI-assisted patent applications are acceptable and will be judged on their merits.<\/p>\n\n\n\n The USPTO\u2019s guidance[11]<\/a> on the matter has not yet been tested in the courts, so it remains to be seen how it will function in the real world. The guidance says, among other things, that:<\/p>\n\n\n\n Inventors and others using AI to help guide their research programs should use an abundance of caution and consult a patent attorney and an intellectual property attorney when filing any patent applications that contain AI-generated or -assisted work. The USPTO has not changed any requirements for requesting supplemental information necessary to evaluate pending applications.<\/p>\n\n\n\n Conclusions<\/strong><\/p>\n\n\n\n Generative AI is here to stay and is getting more sophisticated each day. Regardless of the Patent and Trademark Office\u2019s opinions, more businesses and corporations are using AI to generate new ideas and streamline old ones, improve efficiency, and spot weak points in existing systems.<\/p>\n\n\n\n For inventors using generative and assistive AI to speed up their invention processes and eliminate duplication, AI is a two-edged sword at best. The same technology that helps improve and refine an invention may keep it from getting the patent the inventors need to protect it from others on the same track.<\/p>\n\n\n\n Keep a close eye on this evolving area of law, and for now, keep artificial intelligence in the background of invention and development.<\/p>\n\n\n\n [1]<\/a> https:\/\/news.bloomberglaw.com\/ip-law\/ai-use-risks-drop-in-new-patents-as-ideas-are-rendered-obvious<\/a><\/p>\n\n\n\n [2]<\/a> https:\/\/www.uspto.gov\/patents\/basics\/essentials<\/p>\n\n\n\n [3]<\/a> https:\/\/www.wipo.int\/wipo_magazine\/en\/2019\/06\/article_0002.html<\/a> x<\/p>\n\n\n\n [4]<\/a> https:\/\/www.govinfo.gov\/link\/uscode\/35\/100<\/p>\n\n\n\n [5]<\/a> https:\/\/www.federalregister.gov\/documents\/2024\/02\/13\/2024-02623\/inventorship-guidance-for-ai-assisted-inventions<\/p>\n\n\n\n [6]<\/a> https:\/\/www.csis.org\/analysis\/when-ai-helps-generate-inventions-who-inventor<\/p>\n\n\n\n [7]<\/a> https:\/\/www.investopedia.com\/generative-ai-7497939<\/p>\n\n\n\n [8]<\/a> https:\/\/scholarship.law.vanderbilt.edu\/cgi\/viewcontent.cgi?article=1589&context=jetlaw<\/p>\n\n\n\n [9]<\/a> https:\/\/www.law.cornell.edu\/uscode\/text\/35\/103<\/p>\n\n\n\n [10]<\/a> https:\/\/www.wipo.int\/wipo_magazine\/en\/2019\/06\/article_0002.html<\/p>\n\n\n\n\n
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